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RoHS & REACH Compliance Guide for Importers

Learn how to ensure RoHS and REACH compliance for products containing electronics or chemicals. Avoid regulatory penalties and shipment blocks.

18 min read
Updated: Dec 2025
Intermediate Level

Difference Between RoHS & REACH

RoHS (Restriction of Hazardous Substances) and REACH (Registration, Evaluation, Authorisation and Restriction of Chemicals) are two distinct but complementary EU regulations governing chemicals in products.

Key Distinction

RoHS restricts specific hazardous substances in electrical/electronic equipment. REACH addresses chemical substances more broadly, with provisions for registration, evaluation, authorization, and restriction of chemicals.

Comparison of RoHS vs REACH

Feature RoHS Directive REACH Regulation
Full Name Restriction of Hazardous Substances Registration, Evaluation, Authorisation and Restriction of Chemicals
Scope Electrical & Electronic Equipment (EEE) All chemical substances (including in products/articles)
Primary Focus Restricting specific hazardous substances Registration, evaluation, authorization of chemicals
Number of Restricted Substances 10 substances (currently) Over 200 substances on Candidate List (growing)
Concentration Limits 0.1% or 0.01% by weight (homogeneous material) Varies by substance (often 0.1% w/w for articles)
Declaration Required RoHS Declaration of Conformity REACH Declaration or SDS (Safety Data Sheet)
Enforcement Market surveillance authorities ECHA (European Chemicals Agency) + national authorities

How They Work Together

RoHS: Targeted Restrictions

RoHS prohibits 10 specific substances in electrical/electronic products. It's product-focused: "This product must not contain these substances above these limits."

Example: Lead in solders, mercury in switches, cadmium in plastics.

REACH: Comprehensive Management

REACH manages chemicals throughout their lifecycle. It includes registration of substances, communication in supply chains, and restrictions on hazardous substances.

Example: SVHC (Substances of Very High Concern) in any product component.

Restricted Substances

RoHS Restricted Substances (10 substances)

RoHS restricts these 10 substances in electrical and electronic equipment (with specific exemptions):

Pb
Lead (Pb)
Limit: 0.1% (1000 ppm)

Common in solder, paints, PVC stabilizers. Many exemptions exist for specific applications.

Cd
Cadmium (Cd)
Limit: 0.01% (100 ppm)

Used in pigments, coatings, batteries. Stricter limit due to high toxicity.

Hg
Mercury (Hg)
Limit: 0.1% (1000 ppm)

Found in switches, fluorescent lamps, measuring devices.

Cr6+
Hexavalent Chromium
Limit: 0.1% (1000 ppm)

Used in metal coatings for corrosion resistance.

RoHS Exemptions Are Critical

Many applications have specific exemptions (e.g., lead in high-temperature solders, cadmium in photovoltaic panels). These exemptions have expiration dates and must be checked regularly. Using an expired exemption is a compliance violation.

REACH SVHC (Substances of Very High Concern)

REACH maintains a Candidate List of SVHCs that currently includes over 200 substances. Key substance groups include:

Check Common Restricted Substances

Phthalates (DEHP, BBP, DBP, DIBP)
CAS: Various

Plasticizers used in PVC and other plastics. Restricted under both RoHS and REACH for certain applications. Often found in cables, toys, flooring.

Restricted RoHS & REACH
Bisphenol A (BPA)
CAS: 80-05-7

Used in polycarbonate plastics and epoxy resins. On REACH Candidate List as endocrine disruptor. Common in food containers, electronics casings.

SVHC Candidate REACH
PFAS (Per- and polyfluoroalkyl substances)
CAS: Various

"Forever chemicals" used for water/stain resistance. Increasingly restricted globally. Found in textiles, coatings, cookware.

Restricted REACH (expanding)

Key REACH Requirements for Importers

  • SVHC Notification: If article contains >0.1% w/w of an SVHC, you must notify ECHA and provide information to customers
  • Communication: Supply safety data sheets (SDS) for hazardous substances/mixtures
  • Restrictions: Comply with restrictions listed in Annex XVII of REACH
  • Registration: If importing >1 ton/year of a substance, may need to register with ECHA

Factory Testing & Declarations

Testing Methods for Compliance Verification

Factories use various methods to verify material compliance. Understanding these helps you assess their reliability.

1. XRF Screening (X-ray Fluorescence)

Purpose: Quick, non-destructive screening for restricted metals (Pb, Cd, Hg, Cr, Br for RoHS).

Limitations: Cannot detect chemical forms (e.g., cannot distinguish Cr6+ from Cr3+). Not suitable for organic compounds like phthalates.

When Used: Incoming material inspection, production line screening.

2. Wet Chemistry / ICP Testing

Purpose: Accurate quantitative analysis. Can detect specific chemical forms and organic compounds.

Process: Material digestion followed by analysis (ICP-OES, ICP-MS, GC-MS).

When Used: For definitive compliance verification, supplier qualification, responding to failures.

3. Supplier Declarations & Material Certificates

Purpose: Documentary evidence from material suppliers.

Requirements: Must be specific (material, batch, test standard), signed, and traceable.

When Used: As supporting evidence, but should be backed by periodic testing.

Required Compliance Documents

Document Type
RoHS Requirement
REACH Requirement
Declaration of Conformity
Required (RoHS DoC)
Required for SVHC >0.1%
Test Reports
Required evidence for DoC
Required for compliance claims
Material Certificates
From all material suppliers
From all material suppliers
Technical File
Must maintain for 10 years
Must maintain documentation

RoHS Declaration of Conformity Requirements

A valid RoHS DoC must include: (1) Manufacturer/importer details, (2) Product identification, (3) Reference to RoHS Directive 2011/65/EU, (4) Declaration statement, (5) Place and date, (6) Authorized signature. It should be based on test reports or other evidence.

How Buyers Verify Compliance

Due Diligence Process for Importers

As the importer placing products on the EU market, you are legally responsible for compliance. Follow this verification process:

1. Supplier Qualification

Evaluate factory's compliance systems, testing capabilities, and track record. Ask for their compliance procedures and past audit results.

2. Document Review

Review RoHS DoC, test reports, material certificates. Check dates, scope, testing standards, and lab accreditation.

3. Independent Testing

Conduct random testing of finished products or materials through accredited third-party labs, especially for high-risk components.

4. Ongoing Monitoring

Implement systems for material change notifications, regular re-testing, and monitoring regulation updates.

Red Flags in Factory Compliance

  • Generic test reports not tied to specific materials/batches
  • Outdated test reports (older than material changes)
  • Claims of "RoHS compliance" without supporting test reports
  • Inability to provide material declarations from their suppliers
  • No system for tracking material changes
  • Test reports from non-accredited or questionable labs
  • Declarations signed by unauthorized persons

The Cost of Non-Compliance

Penalties for RoHS/REACH violations include: (1) Product recalls at your expense, (2) Fines up to several million euros, (3) Criminal charges for serious violations, (4) Import bans on your products, (5) Reputational damage and loss of customer trust.

Contractual Protections for Buyers

Include these clauses in your supplier agreements:

  • Compliance Warranty: Supplier warrants full RoHS/REACH compliance
  • Indemnification: Supplier pays all costs from compliance failures
  • Material Change Notification: Required advance notice of material changes
  • Right to Audit: Your right to audit compliance systems and testing
  • Documentation Retention: Supplier must maintain records for 10+ years
  • Testing Rights: Your right to conduct independent testing at supplier's expense if issues arise

Download Your Compliance Checklist

Use our comprehensive RoHS & REACH Compliance Checklist to verify factory compliance, review documentation, and ensure regulatory adherence for your products.

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FCC Certification Guide →

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